【作者】 李晓琳；

【导师】 韩喜平；

【作者基本信息】 吉林大学 ， 马克思主义发展史， 2015， 博士

【摘要】 承担社会责任是我国国有企业的特色和优势，也是中国特色社会主义制度的内在要求和本质使命，我国国有企业从建国伊始就开始承担社会责任，历经半个多世纪的洗礼，积累了宝贵的经验，为世界范围的企业社会责任理论建设和实践发展增添了宝贵的财富，同时，也为推进我国的企业社会责任事业作出了重大贡献。国有企业是国家重要的经济支柱，具有非国有企业以及国外国有企业所不具备的特殊经济属性和社会属性，对国有企业的社会责任研究不仅具有中国经济背景下的样版意义,而且有助于推进我国国有企业社会责任研究的本土化进程。本研究立足中国的国情，把国有企业承担社会责任与中国的社会主义制度有机结合起来，从理论和实践两个维度同步分析，在对国有企业承担社会责任进行理论溯源的同时，把国有企业承担社会责任划分为三个历史阶段，通过实践考察，分析了国有企业承担社会责任的重大成就，总结国有企业承担社会责任的经验和教训，提出当前国有企业承担社会责任面临的诸多挑战和问题，并从域外的视角，对国外国有企业承担社会责任的成功经验和典型模式进行了考察，为我国国有企业承担社会责任提供借鉴和启示，在此基础上，提出了改进我国国有企业承担社会责任的对策和路径。本研究旨在探索中国特色的国有企业社会责任理论，具体来说由七大部分构成：第一部分为绪论。交代本研究的基础知识，着重介绍研究的背景、选题意义和价值、国内外研究现状、研究思路和方法以及可能的创新之处等内容。第二部分为国有企业社会责任概述。从基本的概念为切入口，梳理了国有企业社会责任的基本内核及外延，界定本文的研究对象和范畴，明晰了国有企业社会责任的性质、发展、演化特征等基本理论和基础知识，分析了国有企业与非国有企业、我国国有企业与西方非国有企业承担社会责任的异同，解决了概念混淆、歧义等问题，在此基础上，明确了我国国有企业承担社会责任的基本内容。第三部分为我国有企业业承担社会责任的理论溯源。我国国有企业承担社会责任是在马克思主义理论指导下进行的，因此，本文首先梳理了马克思、恩格斯、列宁等革命导师的企业社会责任思想和理论，系统的考察了毛泽东、邓小平、江泽民、胡锦涛和习近平等党的五代领导集体领导国有企业开展社会责任事业的实践思想，这是国有企业承担社会责任的理论源头；其次，中国古代的伦理思想和西方的企业社会责任理论也对我国国有企业承担社会责任具有重要的参考价值和现实意义，对此，本文亦进行了有重点的分析和考察。第四部分为我国国有企业承担社会责任的历史演进及主要成就。作为国有经济的支柱力量，国有企业在中国社会主义经济建设与现代化进程的不同历史时期承担着不同的责任。本章围绕中国经济社会制度变迁的现实场景，对我国国有企业承担社会责任的实践进程展开历史回顾与分析，划分为计划经济时代国有企业的社会责任、改革开放初期国有企业的社会责任和全面建设小康社会时期以来国有企业的社会责任等三个历史阶段，在此基础上，从宏观和微观两个视角，针对国有企业承担社会责任的成就与贡献做出客观评价。第五部分为我国国有企业承担社会责任存在的问题及原因。虽然我国国有企业承担社会责任对国家经济发展与社会进步所做出了重要贡献，但是，当前国有企业在承担社会责任过程中也存在着诸如社会责任履行机制不健全、职工权益保障相对不足、消费者权益难以得到有效保障、企业生产安全与诚信危机，以及企业管理人员严重腐败等一些突出问题。这些问题主要是由路径依赖、政企难分、制度缺位、反馈不当和意识淡漠等原因造成的。第六部分为西方国有企业承担社会责任的经验及启示。他山之石可以攻玉。现代意义上的企业社会责任理论是由西方发达资本主义国家首先提出和实践的，本章节选取俄罗斯等国家的成功样本进行分析，剖析西方国家企业主动承担社会责任的实践动因及其逻辑，充分吸收和借鉴西方国有企业承担社会责任的经验、教训、模式和做法，以期为完善我国国有企业履行社会责任具有重大借鉴价值和启示。第七部分为改进我国国有企业承担社会责任的现实路径。当前，我国国有企业承担社会责任面临着内外部多种因素的影响和制约，因此，改进和完善国有企业的社会责任需要从顶层设计和系统的维度整体推进，需要从内部环境和外部环境两个维度改进，需要企业、政府和社会三大主体有效配合、精准发力、协同推进；需要从意识、理念、制度、法治、体系、监督、机制等维度改进和完善；在兼顾国有企业的经济效益和社会效益的前提下，切实提高国有企业承担社会责任的能力和水平。更多还原

【Abstract】 Taking social responsibility is our country state-owned enterpriseses’characteristics and advantage, it is also the inherent requirement and nature ofmission of the socialist system with Chinese characteristics. From the founding ofthe Chinese state-owned enterprises,they began to assume social responsibility. Afterthe baptism of more than half a century, accumulating valuable experience, it addedprecious wealth for the worldwide social responsibility theory construction andpractice development. In the meanwhile, it also made a significant contribution toadvancing the state-owned enterprises’ responsibility in our country.State-owned enterprises is our country’s important economic pillar, it owns thespecial economiac attribute and social attribute that a non-state enterprises andforeign state-owned enterprises do not have.Research on the social responsibility ofstate-owned enterprises not only has China’s economic significance under thebackground of the sample, but also helps to promote the localization process ofstate-owned enterprises’social responsibility in China. This study based on China’snational conditions,making an organic combination of the state-owned enterprisestaking the social responsibility and the Chinese socialist system. Making twodimensions’analysis of theory and practice synchronously. While investigating thetheoretical roots of social responsibility of state-owned enterprises, dividing thestate-owned enterprises’ social responsibility into three historical stages. Throughpractical investigation, this paper analyzes the major achievement of the socialresponsibility of state-owned enterprises, summarizes the lessons and experiences ofsocial responsibility that the state-owned enterprises bear,puts forward that the socialresponsibility state-owned enterprises take is currently faced with many challengesand problems, and investigation is made about the successful experience andtypical model of foreign state-owned enterprises, whcih provides reference andenlightenment for our country state-owned enterprises taking the social responsibility.On the basis of all those, putting forward the strategies and ways for the improvement of our country’s state-owned enterprises to take social responsibilities.This study aims to explore social responsibility theory of state-owned enterprisewith Chinese characteristics, consists of seven parts:The first part is the introduction. It states the basic knowledge of the presentstudy, introduces the research background, the selected topic significance and value,research status at home and abroad, research ideas and methods, also possibleinnovations.The second part is the summary. Narrating the basic concept of the introduction,combing the basic kernel of state-owned enterprises’ social responsibility andextension, defining the scope of the research object of this paper and clarifying thenature of the state-owned enterprises’ social responsibility, also the development andevolution characteristics of the basic theory and basic knowledge. Analyzing thesimilarities and differences of how the state-owned enterprises and non-state-ownedenterprises, state-owned enterprises in China and the west non-state enterprise takingthe social responsibility. Solving the problem of concept confusion, ambiguity and soon. On the basis, making clear the basic content of our country state-ownedenterprises’ social responsibility.The third part is the theory of our country enterprises’ social responsibility.Our country state-owned enterprises’ social responsibility is under the guidance ofmarxist theory, therefore, this paper firstly combed the Marx, Engels, Lenin andother revolutionary thoughts and theory of enterprises’ social responsibility.Systemically analyzes practical thoughgts about how of the state-owned enterprisescarry out the social responsibility in the Mao zedong, Deng xiaoping, Jiang zeminand Hu jintao and Xi jinping five generation of collective leadership of the party.This is the theoretical source of state-owned enterprises’ social responsibility, alsothe ethics thought in ancient China and the western theory of enterprises’ socialresponsibility has value and practical significance for our country state-ownedenterprises’ social responsibility. This article also carries on the focused analysis andinvestigation. The fourth part is about the historical evolution and main achievementsour ofcountry enterprises’ society responsibility. Being the pillar of the state economy,state-owned enterprises taking different responsibilities in China’s socialist economicconstruction and modernization of different historical period. This chapter, based onChina’s economic and the real change of social system, making historical review andanalysis of the pracitical process of our country state-owned enterprises’socialresponsibility. It can be divided into the planned economy era of the socialresponsibility of state-owned enterprises, state-owned enterprises in the early yearsof the reform and opening up, social responsibility and the comprehensiveconstruction in the affluent social period, the social responsibility of state-ownedenterprises, such as the three historical stages. Based on those, from the perspectiveof macro and micro,making an objective evaluation of the achievements andcontributions of the social responsibility of state-owned enterprises.The fifth part is about the problems and reasons of our contry state-ownedenterprises’ social responsibility. Although our country state-ownedenterprises’social responsibility makes important contribution to national economicdevelopment and social progress. However, the current state-owned enterprises alsoexist in the process of social responsibility such as social responsibility performanceof the mechanism is not sound, the relative lack of worker’s rights and interests, theconsumer rights and interests is difficult to get effective guarantee, the enterprises’production safety and credibility crisis, as well as some prominent problems, such asenterprises’ management personnel serious corruption. These problems mainlycaused by enterprises’ difficult points, system, improper feedback and consciousness.The sixth part is divided into the experience and enlightenment of state-ownedenterprises’ social responsibility of western. By others’ faults, wise men correct theirown. In the modern sense, enterprises’ social responsibility theory was firstproposed by the western developed capitalist countries and their practice, this sectionselect Russia and other countries successful samples to analyze. Anayzing themotivation and logic of western countries actively taking the enterprises’social responsibility, fully absorb and draw lessons from western state-ownedenterprises’social responsibility of the experience, lessons, patterns, and practices. Ithas significant reference value and enlightenment to perfect our country state-ownedenterprises’social responsibility.The seventh part is the realistic approach for improving our countrystate-owned enterprises’ social responsibility. At present, our country state-ownedenterprise society responsibility is faced with the impact of internal and externalfactors and constraints. Therefore, improving and perfecting the social responsibilityof state-owned enterprises need to be done from the dimension of top-level designand system comprehensively, from two dimensions to improve the externalenvironment and internal environment, need enterprise, government and society,three main effective cooperation, accurate power, the propulsion, need improve andperfect the system from consciousness, idea, system, the rule of law, supervision andmechanism dimensions. Under the premise of the economic and social benefits ofstate-owned enterprises, improving the ability and level of social responsibility.更多还原